It only takes one
We have a saying, those of us in this field, that “it only takes one”. It’s said with a slight wink and an imperceptible smile, the legal defense equivalent of “anything’s possible”. Said in reference to cases that present near insurmountable challenges to the defense, it implies that all you need is one juror and you have a hung jury. And if that occurs, anything can happen: the state may not re-prosecute, they may offer a more palatable plea bargain, or at the very least, you’ll have a free preview of their evidence. “It only takes one” is the outcome you’ll gladly accept when all hope of an outright acquittal is lost.
Paul Kennedy, in this post today, writes about a recent Texas trial and the jury’s failure to unanimously agree on a verdict. He references the “reasonable doubt” posts written by both Scott and yours truly last week to ask:
What is clearer evidence of reasonable doubt (other than a unanimous not guilty verdict)? Why should los federales get another bite at the apple when they couldn’t prove up their case the first time? Why should Mr. Eversole be forced to cough up even more money to defend himself against charges the prosecutors couldn’t prove beyond all reasonable doubt?
Rephrased, in the words of Judge Gee, writing for the 5th Circuit in US v. Becton, the issue becomes this:
Appellants’ argument-and an appealing one it is-runs that had they been convicted, and had their convictions been reversed on appeal for insufficiency of supporting evidence, they could not have been again put to trial. This is correct. Burks v. United States, 437 U.S. 1 (1978). How then, they assert, can it be that where, as here, the evidence was so entirely insufficient as to produce a hung jury rather than a conviction, a retrial is yet permissible? When the prosecution’s case is on, and the evidence is insufficient, why should a defendant be worse off if the jury hangs than if it improperly convicts? Stated as an abstract proposition, the argument by analogy seems unanswerable.
But answer it they do, in a variety of ways. The most specious being that a hung-jury is “manifest necessity” that permits retrial and does not violate the Double Jeopardy Clause. That a hung jury is not a determination of the insufficiency of the evidence, because jurors may decline to convict for a variety of reasons despite overwhelming evidence.See, e.g., Richardson v. US.
That is a troublesome proposition, which becomes clearer if you look at it another way. The State, with all its might, had the simple task of convincing 6 – just 6 – people of the guilt of an individual beyond a reasonable doubt (yes, whatever that means). How else can their failure to do so be interpreted other than a lack of evidence?
This, unfortunately, is a lost battle. When Supreme Court decisions addressing this issue routinely quote Justice Story (US v. Perez), you know that this is a horse long-dead, never to reanimate.
But what’s to stop legislatures from codifying this principle as law? What if a legislature were to enact a statute that provides that all hung juries shall automatically be treated as acquittals? Clearly legislatures have considered this in one aspect: capital cases. A number of States provide that if a jury hangs in the penalty phase of a capital trial, the judge shall impose a sentence of life without the possibility of release.
Why, then, would legislatures be unable to mandate that if the prosecution cannot convince 6 people beyond a reasonable doubt of the guilt of the accused, then an acquittal must enter and the state is barred from retrying the person?
Would it necessarily run afoul of the “manifest necessity” jurisprudence? That seems, to me, to be an exception to the double jeopardy prohibition. The Constitution permits, but doesn’t require, that retrials occur after a hung jury. Could any court then say that such a statute runs afoul of the DJC?
Or have I gotten hold of the wrong end of the stick all around?
| Print article | This entry was posted by Gideon on March 31, 2011 at 11:17 am, and is filed under criminal law principles, double jeopardy. Follow any responses to this post through RSS 2.0. You can leave a response or trackback from your own site. |


about 1 year ago
I don’t think I’m on you with this one, but (as usual) I not-a-lawyer don’t know what I’m talking about. How often do hung juries occur?
Seems to the layman like there’s too much chance of some whack job getting into the jury box and hanging a jury even though there’s sufficient evidence to convict beyond the mythical reasonable doubt.
about 1 year ago
There’s always that concern, but you’ll never know for sure even as it is now. If the jurors decline to talk, then do we know they hung because of some nutjob or because they genuinely couldn’t come to an agreement?
It’s just a thought exercise, really. Why should the State get two bites at the apple when all they have to do is convince 6 people? You can’t even do thatmuch? Then you don’t deserve a second chance.
about 1 year ago
OK, I know anecdote is not evidence, but at the trial of my son’s murderers, one juror voted to convict one of the accused and not the other. His rationale? Since my wife and I had not been there during the entire trial, but the defendant’s family had been, we must not believe that he was guilty. We were not allowed (properly) to inform him that the reason was that our daughter had been killed in a car accident as the trial was starting.
The state went for a retrial, and he took a plea bargain, which was slightly less than he would have gotten if convicted at trial (by about 3 months.)
So, should he have been retried? Here is the one nut-job theory in action. The juror did not question whether the accused was present at the crime, not whether he was an accessory and culpable. Just that we weren’t there. And this was reported by other jurors! He was just adamant that the family of the victim MUST be in court, while still voting to convict one of the two defendants.
I don’t know, Gideon. Reading you and Scott and others for the past 3 years, while my son’s murder trial has been going on has changed the way I see the Criminal Justice system. But the mental whiplash has been sometimes difficult to resolve. This is one of those times.
about 1 year ago
Here in the UK the judge can give a majority direction that means he can accept a 10-2 majority verdict of the jury. It was brought in I think to prevent jury tampering (been in force since long before I was born so I may be wrong). So unfortunately, for us defenders over here we have a slightly tougher job to hang a jury.