Is the Attorney General statute unconstitutional?
You’ve heard by now, I’m sure, of the ruckus surrounding Secretary of the State Susan Bysiewicz’s decision to run for Attorney General of CT instead of Governor and specifically the hubbub that followed compadre Ryan McKeen’s post asking if she met the qualifications of CGS 3-124 in order to be eligible for AG.
The statute states:
There shall be an Attorney General to be elected in the same manner as other state officers in accordance with the provisions of section 9-181. The Attorney General shall be an elector of this state and an attorney at law of at least ten years’ active practice at the bar of this state.
The question raised in regards to Bysiewicz was whether she had 10 years’ active practice, which then boiled down to a question of what “active practice” means.
I really, really didn’t want to jump into the fray, but seeing as how I was peripherally involved in Ryan’s researching the issue and posting the post and in light of the subsequent arguments on the constitutionality of the statute, I figure I owe it to nobody in particular to write this post.
So here we go: what does “active practice” mean? Nobody knows. Ultimately, if someone challenges the candidacy of SOTS Bysiewicz, a court will have to engage in a statutory construction/interpretation analysis.
Lord knows the plain language of the statute is ambiguous, so I suspect that some legislative history research will have to be conducted. I suspect that any court that reviews such a challenge would find that “active practice” means no more than a lawyer in good standing – but I’m not going into depth on that topic here.
[Addendum: What no one is charging, however, is that the candidate for AG has to have 10 years in private practice, as SOTS Bysiewicz seems to believe some are. I don't know where she got this from and she's just plain wrong on that. She's included that distinction as one of the bases for her argument that she qualifies because she has engaged in the practice of law in the public sector. This false distinction is her creation alone (as best as I can tell) and unfortunately, it is being parroted by those in the media without any correction whatsoever.]
The greater question might very well be: does 3-124 conflict with Amendment XV to the State Constitution? First, some more background. We’ve already seen what 3-124 provides. Two more statutes to consider: CGS 9-1, which defines “elector of this state”:
(e) “Elector” means any person possessing the qualifications prescribed by the Constitution and duly admitted to, and entitled to exercise, the privileges of an elector in a town;
and 9-181 which lays out the method via which elections are to be held. Now let’s look at Amendment XV to the state constitution and the crux of the arguments in support of the unconstitutionality of 3-124. It amends Article 6, Section 10 of the Constitution from:
SEC. 10. Every elector shall be eligible to any office in the state, except in cases provided for in this constitution.
to:
SEC. 3. Section 3 of article two of the amendments to the constitution is amended to read as follows: Every elector who has attained the age of eighteen years shall be eligible to any office in the state, but no person who has not attained the age of eighteen shall be eligible therefor, except in cases provided for in this constitution.
The tricky language here is “eligible to any office”. The implication, to some, then is that the only requirement to be Attorney General – an “office in the state” – is that a person be an elector. (And it’s not like our current AG hasn’t sometimes acted as if he had no legal training)
So we are left with two choices: either there is no requirement that the Attorney General be an actual, you know, attorney, or that Amendment XV did something very limited: lower the age at which one can be an elector (for further context see Secs. 1 and 2 of Amendment XV).
There can be no middle ground, however: either the Constitution bars any additional qualifications for AG beyond “elector” or it is silent, in which case 3-124 is appropriate.
It might be important to note the duties of an Attorney General:
The Attorney General shall have general supervision over all legal matters in which the state is an interested party, except those legal matters over which prosecuting officers have direction. He shall appear for the state, the Governor, the Lieutenant Governor, the Secretary, the Treasurer and the Comptroller, and for all heads of departments and state boards, commissioners, agents, inspectors, committees, auditors, chemists, directors, harbor masters, and institutions and for the State Librarian in all suits and other civil proceedings, except upon criminal recognizances and bail bonds, in which the state is a party or is interested, or in which the official acts and doings of said officers are called in question, and for all members of the state House of Representatives and the state Senate in all suits and other civil proceedings brought against them involving their official acts and doings in the discharge of their duties as legislators, in any court or other tribunal, as the duties of his office require; and all such suits shall be conducted by him or under his direction.
So this statute, too, would be unconstitutional as would any other statute that requires a person appearing in court on behalf of any party to be licensed to practice law in the State. But then again, keep in mind that this is a State Constitution where the words “double jeopardy” appear exactly zero times.
As an intrepid reporter and longtime reader points out, there is also no requirement that the AG be a live person. /snark
It might be of some relevance that 3-124 was enacted in 1949, some 31 years before Amendment XV.
I think you know where I fall on this. Where do you?
[2nd update: This issue fully deserves this image:
]
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about 7 months ago
It would definitely be a stretch to call what Ryan did “research.”
It appears that Amendment XV (passed in 1980) didn’t invalidate the statute, but rather that the Constitution itself (passed in 1965) invalidated it.
And the text in the Constitution isn’t silent on further qualifications — it states that any elector is eligible “except in cases provided for in this constitution.” Your dead-elector-as-AG joke illustrates this point, as (by way of comparison), Article 6 states that “The qualifications of electors as set forth in Section 1 of this article shall be decided at such times and in such manner as may be prescribed by law.”* If the Constitutional Convention that drafted the document wanted statutes to place other limits on qualifications for offices, they certainly knew how to make that happen.
* (Sec. 9-35 of the statutes directs Registrars from removing electors who have died from the rolls. )
about 7 months ago
He did research whether she had 10 years of “active practice” and came up with the same damn answer anyone else would’ve: depends.
As for the other issue: there is certainly an argument to be made that the Constitution doesn’t require a person to be an attorney to be AG, but that is, in my opinion, at best a highly simplistic and literal reading of the text of Art 6. Sec. 10.
There are many instances of rights not being specifically enumerated in the Constitution and yet found to be provided for.
Perhaps the writers of the Constitution couldn’t envision someone really challenging the proposition that to be an AG you’d need to be a lawyer.
The function of the AG, by definition, requires a person to be a lawyer – or do you think the Constitution seeks to create an exception to the rule that a non-lawyer cannot practice law?
about 7 months ago
The work of the AG’s office requires the services of attorneys, to be sure. But as a public defender, you surely know that the decision for the state to file charges against anyone, be it a corporation or a person, involves more than just a question of whether X action is against the letter of the law. Whether you’d call it “political” or not, the AG exercises judgement in which cases to investigate, which cases to pursue aggressively, and which to let slide, based on perceived public interest in the particular criminals and the public perception of the seriousness of the crime. I’d certainly want an attorney to run the AG’s office, but it seems pretty clear that the Constitution doesn’t require it, and explicitly prohibits other qualifications from being imposed by statute.
(The 1818 Constitution is, unlike the 1965 Constitution, actually silent on the point — the Governor, Lt. Governor, and members of the house of representatives were required to be electors, but senators — 12 elected statewide — the Treasurer, Secretary of State, and Controller were not required to posses and qualifications at all).
about 7 months ago
An AG has to engage in the practice of law, as the lawyer of the State. Someone who is not a lawyer cannot act as a lawyer. It’s really simple.
about 7 months ago
That’s what the statute says. The Constitution doesn’t say a thing about what the Attorney General is supposed to do.
One thing you’re right about is that Amendment XV only changed the age. The original Art. 6 Sec. 10 is, for all practical purposes, the same.
about 7 months ago
It doesn’t have to. It’s implied and the statute makes it explicit.
You really can’t persist with the idea that the Constitution permits a non-lawyer to practice law.
about 7 months ago
I haven’t said any such thing. However, the Constitution doesn’t require the Attorney General to practice law.
about 7 months ago
So you’re making a distinction between “being licensed to practice law” and “practicing law”. Fair enough.
But then do you agree that to be AG, a person has to be a lawyer – i.e., passed the bar exam in CT and been admitted to practice?
Also, there’s no double jeopardy clause in the Constitution, yet we all have that protection; same-sex marriage isn’t explicitly spelled out, yet it exists, and so on…
about 7 months ago
I’m not making that distinction either. Before 1965, the Constitution didn’t require you to be eligible to be a voter at all to be elected to the State Senate. What does it say about the AG in the Constitution? There is only one mention:
Prior to the amendment in 1970, there was no constitutional requirement that there be an attorney general at all: it was like the DMV commissioner or the Department of Public Utility Control — a post to be appointed by the Governor and used as he or she saw fit. There was no AG for 10 months after Lieberman was elected to the U.S. Senate. The Constitution doesn’t really care about the AG. It just says that a) only the constitution itself may limit who is eligible for state office, and that b) any elector may serve in any office (with the exception that the Governor/Lt Governor must also be at least 30, and that Reps/Senators must also live in their district.).
about 7 months ago
So where do we find the definition for what an AG is? In a statute.
Where do we find the “qualifications” for an AG? In a statute.
about 7 months ago
Yes to both. But those statutes (from 1949) conflict with the Constitution (of 1965). Amendment I to the Constitution could have added the requirement that the AG be a member of the CT Bar, but it didn’t.
Actually, 3-125 (duties of AG) seems to be pretty comfortable with a non-attorney AG — the deputy “shall perform all the duties of the Attorney General in case of his sickness or absence”, while the AG “shall have general supervision over all legal matters in which the state is an interested party,” legal services “shall be performed by the Attorney General or under his direction,” suits “shall be brought by the Attorney General or under his direction,” and he “may procure such assistance as he may require.”
about 7 months ago
Okay. You’re right. I’m wrong. A non-lawyer can represent the State of Connecticut in legal proceedings.
about 7 months ago
For Christ’s sake, I’m not saying that, no matter how many times you insist that I am. Just because the AG has represented the State in legal proceedings does not mean that they must.
about 7 months ago
Ah okay, so the AG can be a non-lawyer who supervises lawyers in making legal decisions that affect the legal rights of the State and make decisions on what legal avenues to pursue and what legal claims to make and how to defend against legal actions in courts of law.
about 7 months ago
With advice of counsel. Sure.
about 7 months ago
Okay then.
about 7 months ago
How would you complicate it?
about 7 months ago
See above.
about 7 months ago
i posted the floowing on Ryan’s blog, it seems as though what i think is clear, others do not:
Like some of you, I have done a bit of my own research. In state service, one can only practice law if the job description specifically requires a law degree and membership in the CT bar. There is only one elected official that requires a legal background and that is the Office of the AG.
In my opinion, it is unfortunate, but if we look at the background that Susan herself identifies for us, it is clear she does not have the required 10 years of active practice. Let me be clear – being a legislator is not active practice of law (hence no requirement) and being the SOS is not active practice of law, in fact it is really just an administrative position (hence no requirement).
I suppose the logic for this can be found in the statutes that create the Office of the AG and explain that it is that office that provides legal services for the state agencies, like the SOS. The AG’s office is the State’s law firm.
Question, can she jump back into the Governors race?
HST
about 7 months ago
HST:
Do you mind sharing where you found that? As this post points out, some believe that a legal background isn’t even required for AG.
The ultimate question is, once again, what does active practice mean? I think we’re imputing definitions onto that undefined phrase. At its simplest, it could mean someone who is “active”, as opposed to “suspended”. It could also mean someone who “actively practices” as in continues to maintain a legal practice or engages in lawyering.
The answer is not clear on the face of the statute, in my opinion, but I’ve been known to be wrong before.
As to whether she can go back to the race for Gov., I’m sure she can, but I doubt she would.
about 7 months ago
to begin with, cgs 3-125 provides generally that the AG has supervison over legal matters for the state with the exception of criminal matters. if you peruse the job specs on the DAS website you will see that there are positions where a law degree and legal experience are required, but it has been a long-standing opinion of the AGs office that even the lawyers in the agencies cannot represent the interests of the state in a legal proceeding in a court of law – that is the job of the AG.
so, lawyers in agencies can practice law in the form of advice to their superiors and others (the public for example) or in administrative hearings (if their job spec calls for it), but not in a court of law, unless provided for in the spec (see ED/GC FOI for example).
i understand the constitutional argument, but an AG without a law degree will have a difficult time at best carrying out the duties of the office without having an unauthorized practice of law in the eyes of the court, i think. so the statutory requirement for 10 years active experience makes sense.
without question, having a law degree helps many elected officials and agency heads understand their world and maneuver through it, but i do not believe that is an active practice because their jobs simply don’t call for it.
if you are the commissioner of the department of public saftey, for example, does that qualify you as a detective simply because you supervise schooled, credentialed, and active detectives?
i understand she has a law degree, but she does not practise law because her job specification does not authorize her to.
HST
about 7 months ago
Oh good, so you’re not on board with the “the statute is unconstitutional” argument.
So then I think we’re not really in disagreement. You’re saying that her time as SOTS doesn’t qualify as active practice, I’m saying that I don’t know if it has to. It may very well not qualify as active practice, but it may also very well not matter, if a court sets the bar low at “an active member of the bar” as opposed to inactive or suspended or disbarred.
On the question of whether the job she performed as SOTS is practicing law in any capacity, I’d lean toward the argument that it isn’t.
about 7 months ago
right, we are not really in disagreemnt.
i simply think that “active practice” means just that. but perhaps it doesn’t. i’d be disappointed if simply paying the annual tax would suffice – then it would almost certainly be a meaningless requirement. might as well be “passed the bar” 10 or more years ago, more a waiting period than a legal experience hurdle.
HST
about 7 months ago
And I can see that argument as well. The bottom line, at least to me, is that it’s not “unambiguous”, which means we have to look at the ordinary meanings of words, in conjunction with the statute’s context in relation to other statutes and then the legislative history.
There might be an answer in there, there might not be.
about 7 months ago
“Perhaps the writers of the Constitution couldn’t envision someone really challenging the proposition that to be an AG you’d need to be a lawyer.”
Or, more plausibly, they may have reasoned that since the office is administrative, the AG’s responsibility being supervisory, he does not have to be a lawyer.
Isn’t the issue of competence moot anyway, since it is an elective office? The candidate who is a lawyer may always urge in debate with an opponant who is not a lawyer that he is more qualified for the position, and the voters will decide.
about 7 months ago
Oh geez. Not you too.
It’s not a matter of competence, but one of qualification. A non-lawyer cannot fulfill the duties of an AG required by law. Cannot. Cannot be the “lawyer” for the State.
C’mon, this is getting silly now.
about 7 months ago
A non-lawyer cannot fulfill the duties of an AG required by statute. A non-lawyer can meet the Constitutional requirements, and the Constitution appears to preclude statute from modifying those requirements. The statute is ambiguous, but the Constitution is not. I don’t agree with Don very often, but the question of qualification looks like it’s one for the voters, not the courts, to decide.
I wouldn’t object to a Constitutionally-defined role and outline of qualifications for the office of the Attorney General. Maybe you could lead the charge to get one on the ballot.
I’m not a lawyer, but can statute ever override a conflicting provision in the Constitution? Or is it only the other way around?
about 7 months ago
Where else are the duties of an AG defined? In the Constitution? No? So does that mean that the AG has no duties?
The requirement that only a lawyer can practice law predates the Constitution by a fair bit. It probably dates back to common law. The Constitution is not a treatise and is not meant to be.
The first step of any determination will take a look at the intent of the framers. I will bet you anything that the intent will not be to remove any requirement allowing a non-lawyer to be the lawyer for the State.
Statutes cannot override the Constitution, but they can be interpreted to be consistent with the Constitution by interpreting what the Constitution actually says.
Which in this case is that a non-lawyer cannot be AG.
about 7 months ago
You keep saying “lawyer for the state.” What does it matter whether the person elected is personally the lawyer for the state, or whether we elect someone to supervise the many lawyers for the state? Blumenthal delegates the vast majority of his office’s caseload, and if he were to delegate the 2% of the cases he personally presents in court to one of his deputies, I bet it wouldn’t make a bit of difference.
I submit that a non-lawyer could in theory make a fine Attorney General — a fact I’m more convinced of after seeing all these actual attorneys having these arguments unaware of the conflicting Constitutional provision. In practice, I recognize that an attorney in the role would be very likely better, but the role is sprawling enough that having 10 years of experience in one field of practice (corporate law or criminal law or anything else) would leave almost any candidate with vast gaps in their knowledge, so that any AG is going to rely on the expert legal advice of their subordinates in most areas.
If a legislator had been chair of, say, the General Law committee or the Commerce committee or maybe the Program Review and Investigation committees, they might be able to persuade me of their qualifications even as a non-attorney. If a retired Supreme Court justice or a U.S. Attorney who had never been admitted to the CT Bar wanted to run, maybe I could be talked into that as well. What if Jodi Rell wanted to step down and take it easy in the AG’s office for a few years — even though she’s not an attorney, she would probably be pretty well qualified to oversee the attorneys representing the State government’s positions of the various issues that come up. Those are all pretty rare cases, but not totally implausible.
about 7 months ago
Yes
about 7 months ago
Sorry for the off-topic question:
Anyone aware of any Motions in Limine that bar the State AND Court from referring to counsel as Public Defenders to prevent any prejudice by the jury?
about 7 months ago
I’m not sure there’s a need to file a motion in limine – from what I’ve seen, it’s just an informal agreement that usually everyone follows.
about 7 months ago
Me too.
What is the duty of a Supreme Court Justice after he affirms that a particular statute does not conform to the constitution? Presumably, it is to strike down the unconstitutional statute. If that were done in this case, how would the decision affect the administrative duties of the attorney general? My answer: Not at all. The office, for God sake, is a redoubt of lawyers, every one of whom, presumably, is capable of advising the attorney general how he/or she may proceed in specific cases. That is the way it is done right now. Blumenthal may write all the press releases; he does not try all the cases. The attorney general MAY try a case; he doesn’t have to. The problem is with the statute, not the constitution. And statures may be redrafted to conform both to the constitution and to reality. We are not – nor should we be – a lawyerocracy. I want a judge to be a lawyer; I want a defense council to be a lawyer. The attorney general… eh?
about 7 months ago
Good heavens — left and right unite!
about 7 months ago
I should run for President.
about 7 months ago
Matt,
Truth is where opposites touch. No need to wonder.
about 7 months ago
I’m stealing the “facepalm”. Very usefull tool.
about 7 months ago
Gideon – something I noticed while looking up some statutes for a comment over at ACLB — Secretary Bysiewicz spends a fair amount of time traveling around administering oaths to this or that elected official, but the Secretary doesn’t appear to have the power to administer oaths to anyone except for notaries. However, attorneys admitted to practice within the state, in their capacity as “commissioners of the Superior Court” are allowed to administer oaths. Along with the long arm statute (pointed out by Joe at the other site), there does seem to be a pretty strong case that the SOTS has been actively engaged as an attorney since being elected to that office.
about 7 months ago
I’m not so sure “administering oaths” is the equivalent of “active practice”, if one takes the more strict interpretation of the latter that is being discussed. It would support the notion, however, that she was actively licensed and that should be sufficient.
As for the long arm statute, I’d have to read it in depth to see if it requires any ongoing duty on the part of the SOTS or it it requires the SOTS to act as attorney only if it was invoked, and then investigate whether it has been invoked at any point in the last so many years that Bysiewicz has been AG.
But overall, I think the meter is tending to point toward “qualified” (assuming, of course, that there is a requirement that the AG be a lawyer at all).